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Joseph P. Ponchione

Nylife Securities LLC

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About Joseph P. Ponchione

Joseph P. Ponchione is a Registered Representative with Nylife Securities LLC in Johnstown, Pennsylvania. Joseph has been in the securities industry since June 13, 2003 and is currently registered with the following states: Alabama, Connecticut, Florida, Maryland, North Carolina, Pennsylvania, Rhode Island, Texas, Virginia, and West Virginia. Joseph is also Series 6 and SIE licensed.

Firm Information

Joseph Ponchione is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Ponchione’s Registration & Firm History

PA

06/13/2003 - Present

Nylife Securities LLC (JOHNSTOWN PA)

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Licenses & Designations

BC

Issued 01/30/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Joseph P. Ponchione. Review regulatory record here.
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