Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Lucia is a financial advisor with over 14 years of experience in the financial services industry. Joseph Lucia is registered with Fidelity Personal And Workplace Advisors in Greenwood Village, Colorado. Joseph Lucia has also held positions at ProEquities, Inc., GWFS Equities, Inc., and Ameriprise Financial Services, Inc. Joseph Lucia holds Series 65, Series 66, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
03/23/2021 - Present
Fidelity Personal AND Workplace Advisors (GREENWOOD VILLAGE CO)
CO
07/15/2019 - 03/03/2021
PROEQUITIES, INC. (Greenwood Village CO)
CO
08/24/2016 - 06/03/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
TN
10/10/2014 - 09/15/2015
CURIAN CLEARING, LLC (FRANKLIN TN)
CO
12/04/2007 - 09/09/2014
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
07/31/2006 - 10/18/2007
AMERIPRISE FINANCIAL SERVICES, INC. (DENVER CO)
BOTH
Issued 03/18/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/19/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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