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Joseph P Lattanzi

Scotia Capital (usa) Inc.

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About Joseph P Lattanzi

Joseph P. Lattanzi is a financial professional with over 8 years of experience in the securities industry. Joseph is currently registered with Scotia Capital (usa) Inc. and is a Series 24, Series 79, Series 79TO and Series 63 licensed professional. Joseph has held previous roles at Scotia Capital (usa) Inc.. Joseph P. Lattanzi is registered in all 50 states and the District of Columbia.

Firm Information

Joseph Lattanzi is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Lattanzi’s Registration & Firm History

TX

11/07/2022 - Present

Scotia Capital (usa) Inc. (HOUSTON TX)

TX

02/05/2015 - 11/21/2018

SCOTIA CAPITAL (USA) INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 12/28/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/19/2023

Series 24 - General Securities Principal Examination

BC

Issued 11/07/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph P Lattanzi.
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