Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph P. Dolan is a financial advisor with over 20 years of experience in the industry. He currently works at J.p. Morgan Securities LLC and is registered to provide investment advice in Connecticut, New Jersey and New York. He has previously worked for several other firms, including Pruco Securities, LLC., Raymond James Financial Services, Inc., Essex National Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and NYLIFE Distributors Inc. Joseph holds the Series 6, 7, and 66 licenses. His specializations include offering financial planning, investment advice, and services to individuals, businesses, high-net-worth clients, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
02/08/2022 - Present
J.p. Morgan Securities LLC (Stanhope NJ)
NJ
09/10/2020 - 09/16/2021
PRUCO SECURITIES, LLC. (PARAMUS NJ)
NJ
05/04/2016 - 09/10/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (Hackensack NJ)
NJ
11/30/2001 - 05/09/2016
ESSEX NATIONAL SECURITIES, LLC (SUSSEX NJ)
NY
01/10/2000 - 12/05/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
09/23/1998 - 01/21/2000
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
BOTH
Issued 09/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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