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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Dimino is a financial advisor with Avantax Advisory Services, a firm based in Dallas, Texas. Joseph has been in the financial industry since 1999. Joseph is registered as a Broker-Dealer and Investment Advisor in California, Colorado, Virginia, and Washington. Joseph has a Series 7, 6, 63 and 65 licenses. Joseph specializes in financial planning, pension consulting, educational seminars, portfolio management, and other advisory services. Joseph is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
CA
01/05/2015 - Present
Avantax Advisory Services (MISSION VIEJO CA)
CA
09/04/2009 - 11/18/2011
TRANSAMERICA FINANCIAL ADVISORS, INC (COSTA MESA CA)
CA
06/06/2000 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (COSTA MESA CA)
TX
12/13/1999 - 06/05/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 12/05/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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