Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph P Charlton is a financial advisor who has been working in the industry since 1991. Joseph has a wealth of experience working with individuals, corporations, and institutions. Joseph has experience in financial planning, portfolio management, and retirement planning. Joseph is currently registered with Osaic Wealth, Inc. and has previously been registered with NEXT FINANCIAL GROUP, INC., J.P. MORGAN SECURITIES LLC, USAA FINANCIAL ADVISORS, INC., USAA INVESTMENT MANAGEMENT COMPANY, NATIONAL FINANCIAL SERVICES LLC, SCOTTRADE, INC., SWS FINANCIAL SERVICES, CHARLES SCHWAB & CO., INC., OLDE DISCOUNT CORPORATION, THOMSON MCKINNON SECURITIES INC. and PRUDENTIAL-BACHE SECURITIES INC. Joseph is also a registered representative and investment advisor representative. Joseph is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/24/2025 - Present
Osaic Wealth, Inc. (SAN ANTONIO TX)
TX
10/18/2021 - 03/30/2023
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
11/17/2020 - 10/19/2021
J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)
TX
08/17/2018 - 03/04/2019
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
08/17/2018 - 03/04/2019
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
TX
06/10/2014 - 07/12/2018
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
08/05/2009 - 05/01/2014
SCOTTRADE, INC. (SAN ANTONIO TX)
TX
04/21/2008 - 07/20/2009
SWS FINANCIAL SERVICES (DALLAS TX)
TX
10/21/1991 - 10/29/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MI
09/14/1989 - 09/09/1991
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
08/03/1987 - 09/13/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
02/24/1984 - 08/24/1987
PRUDENTIAL-BACHE SECURITIES INC.
BC
Issued 11/13/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/31/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/2009
Series 4 - Registered Options Principal Examination
BC
Issued 05/20/2008
Series 24 - General Securities Principal Examination
BC
Issued 02/14/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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