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Joseph Ottmar Eitel

Capital ONE Securities, Inc.

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About Joseph Ottmar Eitel

Joseph Eitel is a financial professional with over 11 years of experience in the financial services industry. Joseph currently works at Capital One Securities, Inc., where he has been employed since February 2023. Prior to this, Joseph worked at BNP Paribas Securities Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, and J.P. Morgan Securities Inc. Joseph is registered in 11 states including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. Joseph holds the Series 7, 63, 79TO, and SIE licenses. Joseph is dedicated to providing his clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Joseph Eitel is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Eitel’s Registration & Firm History

NY

02/02/2023 - Present

Capital ONE Securities, Inc. (New York NY)

NY

01/10/2020 - 07/15/2021

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

11/01/2010 - 03/15/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/18/2008 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

09/13/2004 - 03/16/2006

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

05/23/2002 - 08/05/2003

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/17/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/15/2016

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Ottmar Eitel.
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