Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Oscar Christiana is a financial advisor with Dowling & Partners Securities LLC. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 16, 24, 63, 86 and 87 securities licenses. Joseph Oscar Christiana is also registered with the states of Connecticut and Massachusetts. He has been in the securities industry since December 11, 2007. Joseph Oscar Christiana is based in Boston, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
12/11/2007 - Present
Dowling & Partners Securities LLC (Boston MA)
BC
Issued 01/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/06/2021
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2008
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/14/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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