Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Odoherty is a financial professional with over 24 years of experience in the industry. Joseph is currently registered with Mizuho Securities USA LLC and has been with the firm since August 12, 2022. Prior to that, Joseph worked at BARCLAYS CAPITAL INC. from October 15, 2003, to September 2, 2022. Joseph also worked at CREDIT SUISSE FIRST BOSTON LLC from May 10, 2000 to October 10, 2003. Joseph is licensed to sell securities in all 50 states, as well as the District of Columbia and Puerto Rico. Joseph holds the Series 7, 24, 63, 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/12/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/15/2003 - 09/02/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/10/2000 - 10/10/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
10/09/1997 - 08/19/1999
CONTIFINANCIAL SERVICES CORPORATION (NEW YORK NY)
BC
Issued 11/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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