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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph O'Connor is a financial advisor with Pinnacle Investments, LLC. Joseph has been in the financial services industry since August 1983. He has a wide range of experience in the financial services industry and is registered with the state of Florida, Nevada, New Jersey, New York, Texas and Virginia. Joseph provides financial planning and portfolio management services to individuals, corporations, and high-net-worth individuals. He also conducts educational workshops and seminars. Joseph's specializations include financial planning, retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Educational workshops
1
2
NY
02/24/2021 - Present
Pinnacle Investments, LLC (EAST SYRACUSE NY)
MD
04/17/2017 - 12/07/2020
EDWARD JONES (Bethesda MD)
DC
08/25/2015 - 04/20/2017
SUNTRUST INVESTMENT SERVICES, INC. (WASHINGTON DC)
DC
11/26/2013 - 08/11/2015
PNC INVESTMENTS (WASHINGTON DC)
NY
07/31/2009 - 11/29/2013
LEIGH BALDWIN & CO., LLC (SYRACUSE NY)
NY
11/05/2004 - 08/19/2009
RBC CAPITAL MARKETS CORPORATION (DEWITT NY)
CT
01/02/1997 - 12/03/2004
ADVEST, INC. (HARTFORD CT)
NY
04/12/1990 - 01/03/1997
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
10/23/1987 - 05/10/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
11/28/1983 - 10/23/1987
E. F. HUTTON & COMPANY INC
NA
05/11/1983 - 09/08/1983
FLAGSHIP SECURITIES, INC.
IA
Issued 03/27/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 05/10/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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