Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph O is a registered representative with Rothschild & Co. US Inc. Joseph has been in the securities industry since January 30, 2015. Joseph has passed the Series 7, Series 63, Series 86, Series 87 and Series 79TO exams. Previous employers include Morgan Stanley & Co. LLC and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/08/2019 - Present
Rothschild & Co. US Inc. (NEW YORK NY)
NY
05/24/2017 - 06/04/2019
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
12/04/2014 - 04/28/2017
CITIGROUP GLOBAL MARKETS INC. (Getzville NY)
BC
Issued 12/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/26/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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