Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Norton King has been a registered financial professional since 1991. Joseph Norton King is currently registered with Cetera Advisor Networks LLC and Cetera Advisors LLC. Joseph Norton King is a registered principal and holds several licenses including Series 27, Series 10, Series 9, Series 53, Series 24, and Series 4. Joseph Norton King is licensed to conduct business in California, Colorado, and New Mexico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/23/2024 - Present
Cetera Advisor Networks LLC (GREENWOOD VILLAGE CO)
CO
09/09/2013 - 04/09/2014
NEW ENGLAND SECURITIES (COLORADO SPRINGS CO)
CO
05/31/2007 - 04/09/2014
METLIFE SECURITIES INC. (GREENWOOD VILLAGE CO)
CO
01/20/2006 - 05/23/2007
CAPWEST SECURITIES, INC. (LAKEWOOD CO)
TX
08/18/2000 - 06/06/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CO
03/23/1999 - 07/05/2000
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
CA
02/17/1994 - 10/28/1998
STOCKCROSS, INC. (BEVERLY HILLS CA)
MA
08/08/1991 - 10/01/1992
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BOTH
Issued 03/24/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/10/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/10/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/07/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/02/1999
Series 24 - General Securities Principal Examination
BC
Issued 04/09/1994
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/05/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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