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Joseph Norman Wisniewski

Intrepid Investment Bankers LLC

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About Joseph Norman Wisniewski

Joseph Norman Wisniewski is a financial professional registered with Intrepid Investment Bankers LLC. Joseph has been in the industry since May 19, 2018. Joseph holds the Series 63, SIE and Series 79 licenses. Joseph is currently registered in California and is approved by FINRA. Joseph previously worked at PCF Capital Markets LLC in Boston, MA.

Firm Information

Joseph Wisniewski is currently registered with Intrepid Investment Bankers LLC. Intrepid Investment Bankers LLC is a Limited Liability Company formed on April 28, 2010. The firm is registered in Arizona, California, Colorado, Illinois, New York, North Carolina, and Utah. It also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Wisniewski’s Registration & Firm History

CA

10/21/2019 - Present

Intrepid Investment Bankers LLC (LOS ANGELES CA)

MA

05/08/2018 - 10/08/2019

PCF CAPITAL MARKETS LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 04/10/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Norman Wisniewski.
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