Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Nielsen is a financial advisor with over 6 years of experience in the industry. He currently works at Alight Financial Advisors, LLC, where he has been a registered representative and investment advisor representative since March 2024. Prior to his time at Alight, Joseph has held positions at other well-known firms such as Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC. Joseph has passed the Series 63, 66 and Series 7 exams and holds registrations in North Carolina and Utah. He is a licensed agent and investment advisor representative, with expertise in financial planning and portfolio management. Joseph specializes in providing financial advice to individuals, and has extensive experience in financial planning, retirement planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees and related services
1
2
UT
03/05/2024 - Present
Alight Financial Advisors, LLC (Herriman UT)
IL
02/03/2023 - 06/22/2023
BANKERS LIFE SECURITIES, INC. (CHICAGO IL)
TX
08/09/2022 - 02/06/2023
CHARLES SCHWAB & CO., INC. (Westlake TX)
CO
01/07/2022 - 03/14/2022
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
MO
05/20/2021 - 09/24/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
UT
12/19/2016 - 10/25/2019
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BOTH
Issued 06/01/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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