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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Nicholas Sparacino is a financial professional registered with Stifel, Nicolaus & Company, Inc.. Joseph Sparacino has been in the industry since February 16, 2009. Stifel, Nicolaus & Company, Inc. is a broker-dealer with a broad range of services for individuals, businesses, and institutions. Stifel, Nicolaus & Company, Inc. is a Registered Investment Advisor. The firm offers financial planning, portfolio management, pension consulting, and other services. Joseph Nicholas Sparacino works out of the firm's Boston branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
01/07/2020 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
01/02/2013 - 01/03/2020
BB&T SECURITIES, LLC (BOSTON MA)
MA
07/27/2011 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (BOSTON MA)
VA
10/21/2008 - 04/01/2011
HARRIS WILLIAMS & CO. (RICHMOND VA)
BC
Issued 10/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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