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Joseph Nicholas Nuccio

Tradition Securities AND Derivatives LLC

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About Joseph Nicholas Nuccio

Joseph Nicholas Nuccio is a financial professional with over 2 years of experience in the industry. Joseph is currently registered with Tradition Securities and Derivatives LLC and has been with the firm since June 2021. Previously, Joseph worked at J.P. Morgan Securities LLC from July 2019 to June 2021. Joseph holds the Series 7TO, SIE, and Series 63 licenses and is currently registered in Colorado, Illinois, Louisiana, Missouri, and New York.

Firm Information

Joseph Nuccio is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Nuccio’s Registration & Firm History

NY

06/07/2021 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

07/15/2019 - 06/09/2021

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/22/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/15/2019

Series 7TO - General Securities Representative Examination

BC

Issued 01/22/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph Nicholas Nuccio.
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