Unclaimed
Joseph Nicholas Nuccio is a financial professional with over 2 years of experience in the industry. Joseph is currently registered with Tradition Securities and Derivatives LLC and has been with the firm since June 2021. Previously, Joseph worked at J.P. Morgan Securities LLC from July 2019 to June 2021. Joseph holds the Series 7TO, SIE, and Series 63 licenses and is currently registered in Colorado, Illinois, Louisiana, Missouri, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/07/2021 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
07/15/2019 - 06/09/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 11/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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