Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Nicholas Mazzucco is a financial advisor with over 15 years of experience in the industry. Joseph is registered with LPL Financial LLC, a firm with over $50 billion in assets under management. His professional experience includes previous roles with J.P. Morgan Securities LLC, Ameriprise Financial Services, Inc., Wells Fargo Advisors, LLC and Citigroup Global Markets Inc. Joseph holds Series 6, 7, 31, 63 and 65 licenses and the SIE. Joseph focuses on providing comprehensive financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
01/14/2025 - Present
LPL Financial LLC (BOCA RATON FL)
NY
05/09/2016 - 09/10/2019
J.P. MORGAN SECURITIES LLC (RYE BROOK NY)
NY
04/22/2016 - 05/04/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Tarrytown NY)
NY
01/12/2010 - 04/27/2016
WELLS FARGO ADVISORS, LLC (WHITE PLAINS NY)
NY
05/29/2007 - 01/21/2010
CITIGROUP GLOBAL MARKETS INC. (NEW CITY NY)
NY
04/20/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (BRONXVILLE NY)
IA
Issued 06/22/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 11/15/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/19/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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