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Joseph Nicholas Guerrera

Fidelity Brokerage Services LLC

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About Joseph Nicholas Guerrera

Joseph Nicholas Guerrera is a financial advisor with Fidelity Brokerage Services LLC. Joseph is registered to provide securities and investment advice in 53 states and the District of Columbia. Joseph earned their Series 7TO, Series 63, and SIE licenses in 2023 and 2024. Joseph has been in the financial services industry since March 2024. Joseph's office is located at 100 New Millennium Way in Durham, North Carolina.

Firm Information

Joseph Guerrera is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Guerrera’s Registration & Firm History

NC

03/08/2024 - Present

Fidelity Brokerage Services LLC (DURHAM NC)

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Licenses & Designations

BC

Issued 07/07/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/08/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/19/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Nicholas Guerrera.
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