Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Neil Trotta has been in the financial industry since 1974, providing financial guidance and investment services to individuals and institutions. Joseph is currently registered as an investment advisor representative with LPL Financial LLC, a leading independent broker-dealer and financial advisory firm. Prior to LPL Financial LLC, Joseph has held positions with a number of other financial institutions including Raymond James Financial Services, Inc., IFG Network Securities, Inc., Investors Asset Management, Inc., John Hancock Distributors, Inc., and several others. Joseph's expertise includes financial planning, portfolio management, and investment advisory services. Joseph has a broad knowledge of the financial markets, and he provides personalized financial advice to clients based on their specific goals and needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/06/2013 - Present
LPL Financial LLC (JUPITER FL)
FL
03/03/1992 - 05/02/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (MAITLAND FL)
GA
12/22/1990 - 12/31/1991
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
03/05/1986 - 11/13/1990
INVESTORS ASSET MANAGEMENT, INC.
NA
04/04/1974 - 08/04/1986
JOHN HANCOCK DISTRIBUTORS, INC.
NA
06/28/1985 - 07/08/1986
MANEQUITY, INC.
NA
06/21/1983 - 03/07/1986
FIRST PARK EQUITIES, INC.
NA
04/19/1982 - 11/15/1983
ST. PAUL INVESTORS, INC.
NA
04/04/1974 - 11/18/1981
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BC
Issued 04/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/1985
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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