Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Sullivan, a financial professional, has been in the industry since 1997. Joseph currently is registered with Integrated Wealth Concepts LLC, an independent investment advisor firm. Joseph provides investment advisory services through this firm. Joseph holds multiple licenses including Series 6, 7, 63, and 65 licenses and has experience in financial planning, portfolio management and consulting. Joseph is registered in multiple states as both a broker and an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
11/05/2016 - Present
Integrated Wealth Concepts LLC (Southbury CT)
CT
07/06/2009 - 11/05/2016
LINCOLN FINANCIAL ADVISORS CORPORATION (SOUTHBURY CT)
CT
05/20/2005 - 06/29/2009
COMMONWEALTH FINANCIAL NETWORK (CHESHIRE CT)
IN
12/09/2003 - 05/24/2005
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
12/09/2003 - 05/24/2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MA
12/01/1997 - 12/08/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
NY
04/01/1997 - 12/19/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
04/01/1997 - 12/19/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 02/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/31/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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