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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Mortenson is a financial advisor at Cetera Investment Advisers LLC, a firm with a focus on providing financial planning and investment management services to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Joseph is a registered representative with Series 7, 24, 63, and 66 licenses, and has extensive experience in the financial services industry. Joseph specializes in providing financial advice and investment management services to clients in multiple states.
Castle Rock, CO
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
01/31/2024 - Present
Cetera Investment Advisers LLC (Castle Rock CO)
CA
08/02/2022 - 09/01/2023
ALTRUIST FINANCIAL LLC (CULVER CITY CA)
CO
06/23/2020 - 07/15/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
CO
07/31/2017 - 05/26/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
06/05/2017 - 07/11/2017
SCOTTRADE, INC. (WESTMINSTER CO)
NY
08/15/2016 - 02/21/2017
MORGAN STANLEY (NEW YORK NY)
CO
08/12/2013 - 05/16/2016
CHARLES SCHWAB & CO., INC. (LONE TREE CO)
BOTH
Issued 11/28/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/3/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/7/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/12/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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