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Joseph Morgan Mulcahy

Capital Client Group, Inc.

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About Joseph Morgan Mulcahy

Joseph Mulcahy is a financial professional with over 15 years of experience in the industry. Joseph is currently registered with Capital Client Group, Inc. and is licensed to provide financial services in a number of states. Joseph has a strong background in securities trading and investment management, and holds a variety of licenses and certifications. In addition to his current role with Capital Client Group, Inc., Joseph has also held previous positions with Fantex Brokerage Services, LLC, First Allied Securities, Inc., and Prudential Annuities Distributors, Inc.

Firm Information

Joseph Mulcahy is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Joseph Mulcahy’s Registration & Firm History

CA

09/15/2016 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

CA

10/15/2013 - 06/02/2016

FANTEX BROKERAGE SERVICES, LLC (SAN FRANCISCO CA)

CA

06/04/2013 - 11/11/2013

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CT

04/09/2001 - 10/29/2008

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

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Licenses & Designations

BC

Issued 06/21/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/03/2013

Series 7 - General Securities Representative Examination

BC

Issued 04/06/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Morgan Mulcahy.
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