Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Montana is a financial professional with over a decade of experience in the industry. Joseph has held positions at several firms including Cetera Advisors LLC, Morgan Stanley Smith Barney, and Hartford Securities Distribution Company, Inc. Joseph is currently registered with MML Investors Services, LLC as a broker-dealer and investment advisor representative. Joseph Montana is licensed to provide investment advice and securities products in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
12/06/2022 - Present
MML Investors Services, LLC (WELLESLEY MA)
MA
09/09/2014 - 03/29/2022
CETERA ADVISORS LLC (WESTBOROUGH MA)
IL
05/06/2010 - 09/07/2011
MORGAN STANLEY SMITH BARNEY (PEORIA IL)
CT
01/01/2009 - 03/15/2010
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
CT
07/25/2008 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 09/17/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/02/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/28/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 05/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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