Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Mitchell Cothron is a financial advisor registered with Citigroup Global Markets Inc. Joseph has been in the financial industry since 1999, and is licensed to provide investment advice in both New Jersey and New York. Joseph is a Series 7, 31, and 65 licensed advisor, and has an impressive history of working with various financial institutions, including Deutsche Bank Securities Inc. and Citigroup Global Markets Inc.. Joseph's expertise includes portfolio management for individuals and businesses, as well as asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
06/13/2011 - 11/14/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/29/2007 - 06/15/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/29/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
09/28/1999 - 04/26/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
09/22/1998 - 09/14/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 11/22/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/12/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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