Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Pasquale is a financial advisor with Fidelity Brokerage Services LLC. Joseph has been in the securities industry since 2006. Joseph is registered with FINRA and holds the Series 7, Series 63, and SIE licenses. Joseph is licensed to provide financial advice in 34 states. Joseph is currently based out of the Durham, NC branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
10/04/2023 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
NC
07/31/2006 - 03/13/2007
CAPFINANCIAL PARTNERS, LLC (RALEIGH NC)
BC
Issued 10/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/21/2023
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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