Unclaimed
Joseph Mike Clinton is a financial advisor with LPL Financial LLC in FLOWOOD, MS. Joseph Mike Clinton has been in the financial services industry since August 5, 2010. Joseph Mike Clinton holds licenses to provide securities services and advisory services. He is licensed to provide securities in Alabama, Arkansas, Georgia, Louisiana, Massachusetts, Mississippi, Texas. Joseph Mike Clinton is licensed to provide investment advisory services in Mississippi and Texas. Joseph Mike Clinton is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
11/29/2017 - Present
LPL Financial LLC (FLOWOOD MS)
MS
01/25/2013 - 11/29/2017
NATIONAL PLANNING CORPORATION (Flowood MS)
MS
08/03/2010 - 01/22/2013
NYLIFE SECURITIES LLC (RIDGELAND MS)
IA
Issued 05/06/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/02/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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