Unclaimed
Joseph West is a registered representative with Hightower Advisors, LLC in Seattle, Washington. Joseph Michael West has been in the industry since February 4, 2008. Joseph West is also registered with the state of Washington as an investment advisor representative. Previously, Joseph West was employed by UBS Financial Services Inc. from February 4, 2008 to July 22, 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
WA
07/14/2015 - Present
Hightower Advisors, LLC (SEATTLE WA)
WA
02/04/2008 - 07/22/2015
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
BOTH
Issued 09/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/03/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/01/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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