Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Tobin is a registered representative with Nylife Securities LLC, located in Cleveland, Ohio. Joseph has been in the securities industry since April 17, 2004. Joseph has a wide range of experience in the financial services industry, having previously worked for firms such as MML Investors Services, LLC, LPL Financial LLC, Sterne Agee Financial Services, Inc., Pruco Securities, LLC., and Prudential Securities Incorporated. Joseph holds a variety of licenses, including Series 6, 7, 9, 10, 24, 52, 53 and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
06/22/2022 - Present
Nylife Securities LLC (CLEVELAND OH)
NY
11/06/2015 - 11/19/2020
MML INVESTORS SERVICES, LLC (NEW YORK NY)
SC
10/08/2013 - 12/20/2013
LPL FINANCIAL LLC (FORT MILL SC)
AL
08/30/2013 - 12/10/2013
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
NY
02/12/2001 - 08/09/2012
PRUCO SECURITIES, LLC. (NEW YORK NY)
NY
03/08/2000 - 05/07/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
05/11/1990 - 10/04/1990
EQUICO SECURITIES, INC.
NA
05/11/1990 - 10/04/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 03/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/25/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/08/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/06/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/10/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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