Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Sullivan has been in the financial services industry since 1999 and is a registered representative with Commonwealth Financial Network. Joseph is a Certified Public Accountant with over 30 years of experience in providing financial and tax advice to individuals and families. Joseph has a strong understanding of investment strategies and is committed to providing personalized financial guidance to help clients achieve their financial goals. Joseph specializes in financial planning, retirement planning, and investment management. Joseph holds the Series 6, 7, 63, and 65 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/03/2024 - Present
Commonwealth Financial Network (Yardley PA)
MA
07/22/1999 - 06/24/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 01/03/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/21/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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