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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Sullender is an Investment Advisor Representative with Steward Partners Investment Advisory, LLC. Joseph Sullender is a CERTIFIED FINANCIAL PLANNER™ professional. Joseph Michael Sullender has been active in the financial services industry since August 1995. Joseph Sullender has passed the Uniform Securities Agent State Law Examination (Series 63), the Uniform Investment Adviser Law Examination (Series 65) and the General Securities Representative Examination (Series 7). Joseph Sullender is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Joseph Michael Sullender provides financial planning, portfolio management for individuals and selection of other advisors. In addition to their current role, Joseph Sullender previously worked for Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC, and First Union Capital Markets Corp. Joseph Michael Sullender is registered to provide investment advisory services in Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/17/2021 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
FL
06/17/2021 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
VA
10/01/1999 - 06/21/2021
WELLS FARGO CLEARING SERVICES, LLC (MCLEAN VA)
NC
08/28/1995 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IA
Issued 12/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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