Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Shutt has been in the financial services industry since 1994. Joseph Michael Shutt is currently registered with Voya Financial Advisors, Inc. as a Registered Representative. Prior to joining Voya Financial Advisors, Inc. in 2023, Joseph Michael Shutt worked at Empower Financial Services, Inc. and Fidelity Brokerage Services LLC. Joseph Michael Shutt is licensed to provide financial services in several states including Connecticut, Massachusetts, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/25/2023 - Present
Voya Financial Advisors, Inc. (WINDSOR CT)
CO
09/19/2022 - 04/13/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
MA
05/25/2006 - 07/09/2021
FIDELITY BROKERAGE SERVICES LLC (WESTWOOD MA)
RI
01/18/2001 - 09/30/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
11/20/1989 - 06/03/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 06/23/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/09/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1992
Series 7 - General Securities Representative Examination
BC
Issued 11/17/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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