Unclaimed
Joseph Scutts is an active investment advisor representative. Joseph has been in the financial services industry for 15 years and has experience with Edward Jones, Equitable Advisors, LLC, J.P. Morgan Securities LLC, Santander Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Capital One Investing, LLC, TD Ameritrade, Inc., TIAA-CREF Individual & Institutional Services, LLC, Citigroup Global Markets Inc., Wells Fargo Advisors, LLC, Matrix Capital Group, Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company. Joseph is currently registered with Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
05/10/2024 - Present
Edward Jones (ROCKVILLE CENTRE NY)
NY
09/29/2023 - 11/30/2023
EQUITABLE ADVISORS, LLC (NEW YORK NY)
NY
04/02/2019 - 05/24/2023
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/17/2018 - 02/21/2019
SANTANDER SECURITIES LLC (BROOKLYN NY)
NY
09/21/2017 - 05/22/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BROOKLYN NY)
NY
02/14/2017 - 08/30/2017
CAPITAL ONE INVESTING, LLC (NEW YORK NY)
NY
03/02/2015 - 01/04/2017
TD AMERITRADE, INC. (NEW YORK NY)
NY
05/06/2014 - 12/19/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
12/22/2011 - 04/02/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/13/2007 - 08/12/2011
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NY
02/07/2007 - 02/20/2007
MATRIX CAPITAL GROUP, INC. (NEW YORK NY)
FL
06/02/2006 - 01/22/2007
METLIFE SECURITIES INC. (AVENTURA FL)
FL
06/02/2006 - 01/22/2007
METROPOLITAN LIFE INSURANCE COMPANY (AVENTURA FL)
IA
Issued 09/22/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/01/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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