Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph M. Schwan is a financial advisor with over 20 years of experience in the industry. He is currently registered with Avantax Advisory Services and holds the Series 7 and Series 63 securities licenses. He is also a Certified Public Accountant and provides tax and estate planning services. Joseph Schwan has experience working with individuals, businesses, and retirement plans. His areas of specialization include investment management, retirement planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NY
08/08/2024 - Present
Avantax Advisory Services (Ronkonkoma NY)
NY
02/04/2011 - 08/20/2024
LPL FINANCIAL LLC (DIX HILLS NY)
NY
02/03/2010 - 10/04/2010
PARK AVENUE SECURITIES LLC (BELLPORT NY)
NY
12/16/2006 - 12/15/2008
MML INVESTORS SERVICES, INC. (LAKE RONKONKOMA NY)
NY
04/05/2005 - 11/01/2006
ROYAL ALLIANCE ASSOCIATES, INC. (ISLANDIA NY)
AZ
07/02/2001 - 02/16/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 10/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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