Unclaimed
Joseph Michael Scanlon is a registered investment advisor representative with Mesirow Financial Investment Management, Inc.. Joseph has been in the industry since May 1967. Joseph holds the following licenses and certifications: Series 7TO, SIE, Series 5, PC, and Series 1. Joseph has been registered in the state of Illinois since 1994, and is also registered in Arizona, Arkansas, California, Colorado, Florida, Indiana, Iowa, Michigan, Minnesota, North Carolina, Texas, and Wisconsin. Joseph has been with Mesirow Financial, Inc. since December 1993.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
10/14/2013 - Present
Mesirow Financial Investment Management, Inc. (CHICAGO IL)
NA
12/19/1986 - 01/01/1994
MESIROW INVESTMENT SERVICES, INC.
NA
01/24/1980 - 01/06/1987
PEMBROKE CLEARING CORPORATION
NA
01/19/1976 - 02/18/1980
THE CHICAGO CORPORATION
NA
05/02/1967 - 03/09/1976
BACHE & CO INCORPORATED
IA
Issued 01/10/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/28/1977
PC - AMEX Put and Call Exam
BC
Issued 05/01/1967
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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