Unclaimed
Joseph Michael Romeo is a registered representative with Apollo Global Securities, LLC. Joseph holds FINRA Series 79, Series 63 and SIE licenses and is registered in New York. Joseph joined the firm on August 16, 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/16/2018 - Present
Apollo Global Securities, LLC (NEW YORK NY)
BC
Issued 10/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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