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Joseph Michael Romas

PNC Investments

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About Joseph Michael Romas

Joseph Michael Romas is a financial professional with over 10 years of experience in the industry. Joseph has worked with Ameriprise Financial Services, Inc., J.P. Morgan Securities LLC, LPL Financial LLC and Edward Jones. Joseph is currently registered with PNC Investments and has a series 7, Series 66 and SIE license. Joseph specializes in providing financial advice to individuals, corporations and businesses, investment companies, and pooled investment vehicles. Joseph also offers selection of other advisers and portfolio management.

Firm Information

Joseph Romas is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Romas’s Registration & Firm History

WI

11/01/2019 - Present

PNC Investments (PEWAUKEE WI)

WI

04/12/2019 - 10/18/2019

AMERIPRISE FINANCIAL SERVICES, INC. (BROOKFIELD WI)

WI

11/12/2015 - 04/23/2019

J.P. MORGAN SECURITIES LLC (GERMANTOWN WI)

TX

11/25/2014 - 10/28/2015

LPL FINANCIAL LLC (AUSTIN TX)

TX

05/12/2011 - 11/26/2014

EDWARD JONES (LAKEWAY TX)

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Licenses & Designations

BOTH

Issued 05/27/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Michael Romas.
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