Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Ricciardi is a financial professional with over 28 years of experience in the financial industry. Joseph is currently registered with Clear Street LLC and has been registered with this firm since 7/8/2019. Joseph has held prior registrations with firms including Clear Street Markets LLC, ARXIS Securities LLC, KCG Americas LLC, Knight Capital Americas, L.P., Knight Capital Markets LLC, Mayer & Schweitzer, Inc., and S. B. Cantor & Co., Inc.. Joseph is licensed to conduct business in all 50 states and holds a Series 7, 24, 55, 57TO, and 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/08/2019 - Present
Clear Street LLC (NEW YORK NY)
NY
06/06/2019 - 10/17/2019
CLEAR STREET MARKETS LLC (NEW YORK NY)
NY
08/01/2016 - 06/13/2017
ARXIS SECURITIES LLC (NEW YORK NY)
NJ
07/02/2012 - 04/01/2016
KCG AMERICAS LLC (JERSEY CITY NJ)
NJ
07/17/1995 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NJ
10/11/2005 - 12/31/2010
KNIGHT CAPITAL MARKETS LLC (JERSEY CITY NJ)
CT
03/11/1992 - 07/25/1995
MAYER & SCHWEITZER, INC. (STAMFORD CT)
NY
11/11/1991 - 01/10/1992
S. B. CANTOR & CO., INC. (NEW YORK NY)
BC
Issued 10/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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