Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Regina is a financial professional with over 3 years of experience in the industry. Currently, Joseph is registered with BGC Financial, LP in New York, NY. Joseph holds a Series 7TO, Series 63 and SIE license and has been registered in several states including California, Connecticut, Illinois, New Jersey and New York. Prior to joining BGC Financial, LP, Joseph was employed by Sunrise Brokers LLC and BGC FINANCIAL, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2021 - Present
BGC Financial, LP (NEW YORK NY)
NY
01/04/2021 - 07/01/2021
SUNRISE BROKERS LLC (NEW YORK NY)
NY
03/23/2019 - 01/04/2021
BGC FINANCIAL, L.P. (NEW YORK NY)
BC
Issued 06/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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