linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph Michael Piccolo

Capital Client Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph Michael Piccolo

Joseph Piccolo is a financial advisor with over 20 years of experience in the industry. He is currently registered with Capital Client Group, Inc., in California. Prior to joining Capital Client Group, Inc., Joseph worked for a number of other firms, including Franklin/Templeton Distributors, Inc., RBC Centura Securities, Inc., Wachovia Securities, LLC, and Signator Investors, Inc. Joseph holds a number of licenses, including Series 6, 7, 26, 63, and 65. He is also registered with the state of California as an investment advisor representative.

Firm Information

Joseph Piccolo is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

As agreed upon in a manner that covers registrant's costs

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Piccolo’s Registration & Firm History

CA

07/22/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

FL

04/20/2006 - 12/19/2011

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)

NC

03/03/2005 - 12/06/2005

RBC CENTURA SECURITIES, INC. (KANNAPOLIS NC)

MO

03/08/2002 - 01/03/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

CA

07/27/2000 - 02/11/2002

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

MA

07/07/1999 - 03/30/2000

SIGNATOR INVESTORS, INC. (BOSTON MA)

Not sure if Joseph Michael Piccolo is right for you?

Licenses & Designations

IA

Issued 07/20/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/03/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/03/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2002

Series 7 - General Securities Representative Examination

BC

Issued 07/06/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Michael Piccolo.
Not sure if Joseph Michael Piccolo is right for you?