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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Phillips is an investment advisor representative with Osaic Wealth, Inc., located in BOSTON, MA. Joseph has been in the financial industry since 2001. Joseph is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, Series 63, and Series 65 license. Joseph is also licensed as an insurance agent in Massachusetts. Prior to joining Osaic Wealth, Inc., Joseph worked for Santander Securities, LLC. Joseph's experience and licenses allow him to provide investment advice and sell insurance products to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
01/24/2025 - Present
Osaic Wealth, Inc. (BOSTON MA)
MA
12/09/2014 - 06/29/2020
SANTANDER SECURITIES LLC (BOSTON MA)
MA
10/03/2013 - 11/24/2014
CCO INVESTMENT SERVICES CORP. (EAST BOSTON MA)
NY
09/29/2010 - 10/24/2011
APB FINANCIAL GROUP, LLC (NEW YORK NY)
MA
10/31/2008 - 06/04/2010
FINACORP SECURITIES (BOSTON MA)
MA
01/02/2004 - 10/21/2008
FIREFLY CAPITAL, INC. (BOSTON MA)
NY
09/15/1998 - 01/08/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 03/21/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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