Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Petriccione is a financial advisor with Synovus Securities, Inc. based in Alpharetta, GA. Joseph has been in the financial services industry since 2004. He has a wide range of experience in the industry, having worked for several firms, including Cetera Investment Services LLC, First Citizens Securities Corporation, Morgan Keegan & Company, Inc., Wachovia Securities, LLC, Raymond James Financial Services, Inc., SunTrust Investment Services, Inc., Southtrust Securities, Inc., First Union Securities, Inc. and First Union Brokerage Services, Inc. Joseph holds Series 6, 7, 63, 65 and 66 licenses. Joseph specializes in providing financial advice to individuals, corporations, and charitable organizations. Joseph also offers a range of financial planning services, including retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax related services, administrative services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
07/25/2024 - Present
Synovus Securities, Inc. (ALPHARETTA GA)
GA
09/12/2013 - 06/04/2019
CETERA INVESTMENT SERVICES LLC (ATLANTA GA)
GA
01/19/2012 - 08/20/2013
FIRST CITIZENS SECURITIES CORPORATION (ALPHARETTA GA)
TN
02/11/2009 - 01/10/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
GA
04/24/2006 - 01/07/2009
WACHOVIA SECURITIES, LLC (ATLANTA GA)
GA
05/27/2005 - 03/23/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (TUCKER GA)
GA
10/15/2004 - 06/15/2005
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
AL
10/17/2002 - 10/12/2004
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
MO
01/22/2001 - 11/14/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
11/28/2000 - 12/08/2000
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MO
10/01/2000 - 11/29/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
01/12/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 07/12/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Petriccione is the right advisor for you? Invested Better is here to help.
