Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Perez is a financial professional with over 25 years of experience in the industry. Joseph Michael Perez is currently registered with National Financial Services LLC. Previously, Joseph Michael Perez was with Fidelity Brokerage Services LLC. Joseph Michael Perez holds a Series 66 license and has passed exams like Series 63, Series 10, Series 9, SIE, Series 7, and Series 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
01/12/2016 - Present
National Financial Services LLC (WESTLAKE TX)
TX
07/19/1995 - 11/03/2015
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 12/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/18/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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