Unclaimed
Joseph Michael Pereira has been in the financial services industry since February 27, 2012. Joseph Michael Pereira is currently registered with Mutual Of America Securities LLC in Boca Raton, Florida. Joseph Michael Pereira was previously registered with Mutual Of America Life Insurance Company, E*TRADE SECURITIES LLC, Prudential Annuities Distributors, Inc, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Edward Jones. Joseph Michael Pereira holds the following securities licenses: Series 7, Series 63, Series 66, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/11/2019 - Present
Mutual OF America Securities LLC (Boca Raton FL)
FL
12/11/2019 - 11/09/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Boca Raton FL)
FL
07/27/2016 - 11/22/2017
E*TRADE SECURITIES LLC (FT. LAUDERDALE FL)
CT
01/24/2012 - 07/19/2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
07/02/2010 - 01/07/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW HAVEN CT)
CT
11/16/2009 - 04/29/2010
EDWARD JONES (SHELTON CT)
BC
Issued 01/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/25/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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