Unclaimed
Joseph Michael Murphy is a financial advisor with Citigroup Global Markets Inc. Joseph has been in the industry since 2007 and has a strong track record of success. Prior to joining Citigroup Global Markets Inc., Joseph worked at Patrick Capital Markets, LLC, Finance 500, INC., Cantor Fitzgerald & Co., K-ONE INVESTMENT COMPANY, INC., and UBS SECURITIES LLC. Joseph holds the Series 7, Series 63 and SIE licenses. Joseph is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/09/2020 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
CA
01/20/2016 - 08/13/2020
PATRICK CAPITAL MARKETS, LLC (Santa Monica CA)
CA
02/24/2014 - 01/20/2016
FINANCE 500, INC. (IRVINE CA)
CO
01/19/2011 - 03/17/2014
PATRICK CAPITAL MARKETS, LLC (CASTLE ROCK CO)
CA
12/03/2009 - 11/17/2010
CANTOR FITZGERALD & CO. (LOS ANGELES CA)
MO
07/01/2009 - 12/04/2009
PATRICK CAPITAL MARKETS, LLC (ST LOUIS MO)
AR
02/18/2009 - 06/10/2009
K-ONE INVESTMENT COMPANY, INC. (FORT SMITH AR)
CT
10/08/2004 - 03/02/2007
UBS SECURITIES LLC (STAMFORD CT)
BC
Issued 10/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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