Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Mazzarella is a registered representative with R. Seelaus & CO., LLC in Chatham, NJ. Joseph has been in the securities industry since August 12, 1986. Joseph has passed the Series 3, 7, 52TO and SIE exams, as well as the Uniform Securities Agent State Law Examination (Series 63). Joseph has prior experience with A.G.P. / ALLIANCE GLOBAL PARTNERS, Jefferies LLC, DEPFA FIRST ALBANY SECURITIES, LLC, BROADPOINT CAPITAL, INC., and LEHMAN BROTHERS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
08/06/2024 - Present
R. Seelaus & CO., LLC (Chatham NJ)
CT
07/18/2023 - 07/15/2024
A.G.P. / ALLIANCE GLOBAL PARTNERS (WESTPORT CT)
NY
03/27/2009 - 02/28/2023
JEFFERIES LLC (NEW YORK NY)
NY
09/17/2007 - 03/27/2009
DEPFA FIRST ALBANY SECURITIES, LLC (NEW YORK NY)
NY
04/10/2007 - 09/18/2007
BROADPOINT CAPITAL, INC. (NEW YORK NY)
NY
03/06/1986 - 04/11/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2000
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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