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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Mazza is an investment advisor representative at Stifel, Nicolaus & Company, Inc. Joseph Mazza joined Stifel, Nicolaus & Company, Inc. in September 2021 and has over 6 years of experience in the securities industry. Before joining Stifel, Nicolaus & Company, Inc. Joseph Mazza worked at Jefferies LLC and Institutional Cash Distributors, LLC. Joseph Mazza is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Joseph Mazza is also registered with the following securities exchanges: FINRA. Joseph Mazza has earned several professional licenses and certifications including Series 6, Series 7, Series 63 and Series 65. Joseph Mazza also specializes in several areas including retirement planning, college savings, investment management, insurance, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/17/2021 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
12/26/2017 - 10/27/2021
JEFFERIES LLC (BOSTON MA)
MA
02/25/2016 - 08/21/2017
INSTITUTIONAL CASH DISTRIBUTORS, LLC (COHASSET MA)
IA
Issued 03/06/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/25/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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