Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Mattia is a financial professional with over two decades of experience in the industry. Joseph is currently registered with USI Advisors as a Registered Investment Advisor. He is a Series 6, 7, 24, 31, 63, 65 and SIE licensed professional and has served as a financial advisor for LPL Financial, Edward Jones, and Financial Network Investment Corporation. In addition to his financial experience, Joseph also owns AXIS SATELITE, LLC, a business that installs and services audio/video equipment. He is actively involved in the community and supports various charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Seminars and consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
08/21/2023 - Present
USI Advisors (GLASTONBURY CT)
IL
01/28/2005 - 01/27/2017
LPL FINANCIAL LLC (NAPERVILLE IL)
MO
06/04/2001 - 02/02/2005
EDWARD JONES (ST. LOUIS MO)
CA
06/11/1999 - 05/24/2001
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BC
Issued 08/26/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/24/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/10/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/08/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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