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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Masiello is a financial advisor currently working with LPL Financial LLC. Joseph Michael Masiello has been in the financial industry since 1984. Joseph Michael Masiello is registered with FINRA and the state of Connecticut, Texas and others. Joseph Michael Masiello is a Certified Financial Planner and Chartered Financial Consultant. Joseph Michael Masiello previously worked with UBS Financial Services Inc., Oppenheimer & Co. Inc., SG Cowen Securities Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, Sanford C. Bernstein & Co., Inc., and Bache Halsey Stuart Shields Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
07/26/2010 - Present
LPL Financial LLC (STAMFORD CT)
CT
09/27/2005 - 03/04/2009
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
07/08/2004 - 08/02/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/23/2000 - 02/06/2004
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NJ
12/04/1986 - 10/27/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
10/19/1983 - 03/05/1987
SANFORD C. BERNSTEIN & CO., INC.
NA
11/01/1978 - 12/24/1978
BACHE HALSEY STUART SHIELDS INCORPORATED
BOTH
Issued 10/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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