linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph Michael Lombardo

Scotia Capital (usa) Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph Michael Lombardo

Joseph Michael Lombardo is a financial advisor registered with Scotia Capital (usa) Inc. Joseph has been in the industry since November 9, 2000, and is currently registered in 52 states and the District of Columbia. Joseph holds the Series 7, Series 24, Series 63 and Series 79TO licenses. Prior to joining Scotia Capital (usa) Inc., Joseph worked at UBS Securities LLC, Barclays Capital Inc. and Lehman Brothers Inc.

Firm Information

Joseph Lombardo is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Lombardo’s Registration & Firm History

NY

04/15/2024 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

05/12/2020 - 05/07/2024

UBS SECURITIES LLC (NEW YORK NY)

NY

09/22/2008 - 05/12/2020

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

11/10/2000 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

Not sure if Joseph Michael Lombardo is right for you?

Licenses & Designations

BC

Issued 08/07/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/13/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Michael Lombardo.
Not sure if Joseph Michael Lombardo is right for you?