Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Liguori is a financial professional with over 29 years of experience in the industry. Joseph is currently registered with City National Securities, Inc. Prior to joining City National Securities, Inc., Joseph has held positions at a number of other firms including BNY Mellon Capital Markets, LLC, J.P. Morgan Securities LLC, J.P. Morgan Clearing Corp., J.P. Morgan Securities Inc., and CitiCorp Securities Markets, Inc. Joseph is a Series 7, Series 27, Series 52TO, and Series 99TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
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2
DE
08/27/2024 - Present
City National Securities, Inc. (Newark DE)
NY
05/24/2021 - 09/25/2023
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
DE
10/01/2008 - 09/17/2019
J.P. MORGAN SECURITIES LLC (Newark DE)
NY
02/13/2009 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
05/01/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/06/1994 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
12/24/1990 - 05/12/1993
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
MD
12/11/1989 - 11/26/1990
BT SECURITIES CORPORATION (BALTIMORE MD)
BC
Issued 11/08/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/18/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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